Ruleward monitors SEC, FINRA, CFPB, OCC, and all 50 state regulators daily — then maps each publication to the specific policies your firm actually needs to update.
US financial regulators issue this volume every month across the SEC, FINRA, CFPB, OCC, FDIC, Federal Reserve, and 50 state banking and securities authorities. Most of it is irrelevant to any one firm — but finding what matters takes hours.
Survey data consistently shows that a third to half of compliance teams at mid-size financial firms first learn about a material rule change from an examiner or client — not from their own monitoring process.
That is time spent reading raw publications, not making compliance decisions. A firm registered with SEC, FINRA, and CFPB carries three times that burden — before any state regulators enter the picture.
Ruleward covers every federal financial regulator and all 50 state banking and securities authorities in a single platform — no separate feeds to configure, no sources to manually monitor.
Ruleward does not deliver another regulatory feed. It reads your firm’s profile, scores each publication for relevance, and tells your compliance team which policies need attention — and by when.
Ruleward ingests publications from the SEC, FINRA, CFPB, OCC, FDIC, Federal Reserve, and all 50 state banking and securities authorities. Each item is classified by rule category and filtered against your firm’s business lines and jurisdiction. Time-sensitive examination guidance triggers an immediate alert push rather than waiting for the next daily digest.
When a new rule or guidance document is published, Ruleward reads it against your uploaded compliance manual, BSA/AML program, and written supervisory procedures. Compliance officers receive a targeted list of policy sections that may need review — not a raw regulatory text to parse from scratch. Gap mapping runs automatically for every tracked publication.
Ruleward is configured around your firm’s specific regulators, business lines, and existing policy documents. There is no list of web pages to crawl and no custom feed to maintain — that infrastructure is already built.
Tell Ruleward which regulators apply to your firm, which business lines you operate, and which rule categories carry the most compliance exposure. Most firms complete this step in under an hour.
Share your compliance manual, written supervisory procedures, and BSA/AML program. Ruleward reads these documents to build the gap-mapping layer — so it knows which sections of your existing policies to flag when a relevant rule changes.
Each morning, your compliance team sees only the publications that match your firm’s profile — sorted by relevance tier, with effective dates, impact summaries, and mapped policy references. Examination guidance that cannot wait triggers an immediate alert.
Assign each compliance item to a team member with a due date, track remediation status through the dashboard, and export a time-stamped audit trail for examination submission. Nothing slips through the 30-day countdown to effective date.
Major US financial regulators publish this volume every month across the SEC, FINRA, CFPB, OCC, FDIC, Federal Reserve, and state authorities. No mid-size compliance team reads all of it — the question is what gets missed.
A significant share of mid-size firm compliance teams report discovering material rule changes after the effective date has already passed — often when an examiner asks about a specific provision or a client flags an inconsistency.
Manual monitoring of a single regulator — reading publications, evaluating relevance, and checking policy implications — consumes 8 to 12 analyst hours per week. A firm with three active regulators is looking at a full-time job that never ends.
Schedule a 30-minute demo with the Ruleward team. We will walk through your firm’s regulatory coverage profile, show how gap mapping works against a sample policy document, and answer your questions about how the platform fits into your existing compliance workflow.